Supervision, enforcement and penalties

How national competent authorities supervise essential entities ex ante and important entities ex post, the enforcement measures available, the Article 34 maximum fines, and the interplay with GDPR fines.

Article 32 Supervision of essential entities

The ex ante supervisory powers over essential entities: on-site and off-site inspections with random checks, regular, targeted and ad hoc security audits, security scans and requests for evidence such as audit results.

Article 32(4) and (5) Enforcement measures

The enforcement toolkit: warnings, binding instructions, compliance orders, monitoring officers, publication of infringements, suspension of certifications and temporary management bans, and the factors authorities must weigh.

Article 34 Administrative fines

The maximum administrative fines for infringing Articles 21 or 23: at least EUR 10 million or 2% of worldwide turnover for essential entities and at least EUR 7 million or 1.4% for important entities, plus periodic penalty payments.

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