What CIP-013 asks of vendor incident and vulnerability notification
If a utility or other registered entity has asked for incident and vulnerability notification terms in your contract, the short answer is this: CIP-013-2 Part 1.2 requires the entity's procurement processes to address incident notification and the disclosure of known vulnerabilities, among four other vendor topics. The entity writes those processes, negotiates or accepts the terms, and checks that they are followed. Your contract is one of the places where the process shows up, but the CIP obligations and the reporting duties remain with the registered entity, not the vendor. Expect the entity to ask for notice terms it can rely on when it has to decide whether something is reportable under CIP-008-6.
Two points shape what you should prepare. First, there is no CIP certificate. Compliance is judged by the Compliance Enforcement Authority, a Regional Entity or NERC, through audits, spot checks, self-certifications, self-reports and investigations. Your notification terms will be read as evidence of the entity's procurement process, so the entity will want clear, dated, written commitments it can show an auditor. Second, DeployOpen can help prepare systems, documentation and evidence on the entity's or your side, such as notification runbooks, contact registers and test records, but it does not issue assessment results or attest to compliance. Ask the entity which evidence it will request and whether it expects a named contact, a notice window or a vulnerability disclosure process. Confirm those specifics in the contract text itself, since the standard does not supply numbers for them.
Before you agree terms, confirm three things with the entity. Which of its BES Cyber Systems and associated EACMS or PACS your product touches, since that sets which CIP-013 expectations apply. Whether the entity's own CIP-008-6 timelines, including the one-hour initial notification for a Reportable Cyber Security Incident and the next-calendar-day deadline for an attempt to compromise an applicable system, will be triggered by information you send, and how quickly you can deliver it. And how the entity wants known vulnerabilities disclosed, including whether it expects advance notice before public release. Our FERC Order No. 912 summary explains that NERC is directed to revisit whether supply chain risk management plans identify and respond to supply chain risks, so terms agreed now may need revisiting when revised standards arrive.
How a vendor-identified incident reaches the entity's CIP-008 clock
This sequence shows how an event the vendor finds becomes a documented decision by the registered entity, so that the entity can meet its own CIP-008-6 notification clocks. The contract's vendor notice window has to leave enough time for the entity's classification work before those clocks start.
Vendor detects and triages the event
The vendor's security team identifies an event affecting a product, service or remote access path used by the entity's BES Cyber Systems, and records what it observed, when, and which products or versions are involved. The vendor's own triage should separate confirmed compromise from suspicious activity that still needs investigation. The step closes when the vendor has a written summary ready to send. Illustrative example: a vendor support engineer sees an unexpected login to a remote access portal and opens a case that the vendor's security lead reviews the same day.
Vendor notifies the entity under contract terms
The vendor sends notice to the entity's designated contact using the channel and timing in the contract, which the procurement process should have set under CIP-013-2 Part 1.2 for incident notification. The notice should name the affected products, the access paths involved and the vendor's point of contact for coordinated response. The entity should confirm receipt in writing. The step is complete when the entity has acknowledged the notice and logged its time of receipt. Ask vendors during procurement to state their notice window in the contract, since the entity cannot rely on an unspecified window to meet its own clocks.
Entity opens its CIP-008 incident record
On receipt, the entity logs the vendor notice as an event within its Cyber Security Incident response process under CIP-008-6 Part 1.1, which requires processes to identify, classify and respond to Cyber Security Incidents. The record should show the source, the time of receipt, the systems that could be affected, and the people assigned. The step closes when the event has an incident identifier and an owner. Entities should confirm in their own procedures how a vendor-reported event starts this record, because the trigger is defined by the entity's plan.
Entity determines the incident category
The entity applies its Part 1.2 criteria to decide whether the event is a Reportable Cyber Security Incident, or an attempt to compromise an applicable system, or neither. The determination uses the entity's own criteria, applied to its own asset list and impact categorization from CIP-002. Vendor input is evidence in this decision, but the entity makes the call. The step closes with a signed or approved determination that records the reasoning and the time it was made, because the notification clocks run from that determination.
Entity starts the notification clock
Once the determination is recorded, the entity starts the applicable CIP-008-6 Part 4.2 clock. For a Reportable Cyber Security Incident, initial notification is due within one hour after the determination. For an attempt to compromise an applicable system, notification is due by the end of the next calendar day after the determination. The entity should record both the determination time and the notification deadline in its incident record. The step closes when the deadline is visible to the people who will send the notice.
Entity notifies and coordinates with the vendor
The entity sends its Part 4.2 notification to the required recipients under its CIP-008-6 reporting procedure, and coordinates with the vendor on containment, such as ending vendor remote or onsite access where the contract permits it. The vendor supplies its root cause and affected-version information. Both parties record what they shared and when. The step is complete when the notification is on file and the coordination actions are logged against the incident record, ready for the entity's post-incident review.
Entity closes the record and feeds lessons back
After containment, the entity completes its incident record, including the vendor's final report, and reviews whether the vendor notice window, the contact points and the access-ending procedure worked as the contract intended. Findings update the entity's CIP-008 response plan and the vendor terms at the next review. The step closes with an approved post-incident record and any contract or plan changes logged for follow-up. Confirm with the vendor and with counsel how the record should be retained.
How known vulnerabilities reach CIP-010 vulnerability assessments
A vendor vulnerability disclosure only helps an entity if it reaches the people who maintain the affected BES Cyber Systems. The cards below follow that path, from the channel the vendor uses through to the documented decision on each patch, and show where CIP-013 procurement terms and CIP-010 vulnerability assessment duties meet.
Agreed vendor disclosure channels
CIP-013 Part 1.2 asks procurement processes to address the disclosure of known vulnerabilities, so the channel should be set before a product is bought. Confirm with the vendor who sends advisories, which mailbox or portal is used, whether notices arrive in a machine-readable format, and who on the vendor side can be reached outside business hours. Record these contacts in the supply chain plan so they are not lost when staff change.
Notification timing written into contracts
The standard requires the process to address vulnerability disclosure, but it does not set a number of days for the vendor to disclose. The entity should negotiate a notification window, the level of detail provided, and how fixes are delivered. Confirm these terms with counsel and procurement, and check that they cover firmware and patches as well as the main product.
Mapping advisories to affected BES Cyber Systems
A vendor advisory names a product and version, but the entity needs to know which BES Cyber Systems, Protected Cyber Assets and associated EACMS or PACS run that software. Keep an up-to-date inventory tied to the CIP-002 categorization and the baseline configurations under CIP-010. An illustrative check: a vendor notice for one firmware line should return a short list of affected asset groups within the same working day, so the impact level is known before any change is scheduled.
Feeding results into vulnerability assessments
CIP-010 requires entities to conduct vulnerability assessments on a defined cycle for the systems in scope, and vendor advisories should be treated as inputs to that work rather than as a separate track. Confirm how advisory matches are logged, how they are reviewed alongside the assessment results, and how they trigger the patch evaluation process. Keep the timestamps of receipt and review, since an assessor will ask how the entity learned of the issue.
Documenting decisions where a patch is not applied
Some patches cannot be installed right away because of operational constraints, compatibility or vendor support limits. In those cases the entity must record the decision, the reason, any compensating measures and the review date, and confirm that the decision was made by the people it assigns to the task. Ask the vendor for any mitigation guidance they publish, and keep it with the decision record so the evidence is complete.
What FERC Order No. 912 adds on supply chain risk response
FERC Order No. 912, issued 18 September 2025, directs NERC to develop new or modified supply chain standards within 18 months. For CIP-013 users, the order points at two gaps. The first is whether an entity's supply chain risk management plan actually identifies and responds to supply chain risks, not only whether the plan exists and was reviewed. The second is that the protections should extend to Protected Cyber Assets, which CIP-013-2 does not currently reach in the way the order contemplates. Both gaps bear directly on the vendor notification topics in Part 1.2, because incident notification, coordinated response and vulnerability disclosure are only useful if the plan says what happens when a vendor reports a problem and who acts on it.
The outcome of that NERC work is not a final standard in the facts this page relies on, so do not treat any specific future requirement as settled. Confirm the current status of the supply chain project with NERC through the CIP Reliability Standards page before you finalize contract language. Ask your compliance lead to confirm whether the Regional Entity has issued any interim guidance, and whether the entity's current CIP-013-2 plan already names a response owner for each vendor notification type.
Plan for change in three practical ways. Write vendor notification clauses that do not depend on the exact wording of a future standard, for example by stating the vendor's notice window, the contact path and the evidence the vendor will supply. Ask vendors to confirm, in writing, which Protected Cyber Assets their products touch, so the entity can scope any extension quickly. Keep the 15-month plan review cycle in view, so that a change in the standard lands in a scheduled review rather than an emergency rewrite. Vendors should expect buyers to ask these questions now, even though the standard is still in development.
Who owns vendor notification duties
The registered entity owns its compliance obligations. It must maintain a documented supply chain cyber security risk management plan under CIP-013-2, implement it, and review it on the cycle the standard sets. The entity decides which vendor topics its procurement processes address, writes the contract language that carries them, and decides who receives vendor notices. Under CIP-008-6, the entity also owns incident classification, the Reportable Cyber Security Incident determination and the notifications to the E-ISAC and the federal cyber incident reporting center. A vendor report never transfers that duty to the vendor.
- Plan ownership: The CIP Senior Manager or delegate approves the supply chain plan and its procurement processes.
- Reporting ownership: The entity makes the incident determination and files the CIP-008-6 notifications within the deadlines in Part 4.2.
- Contract terms: The entity writes notification, cooperation and access-termination terms into procurement documents, since CIP-013-2 Part 1.2 covers what procurement must address.
- Evidence: The entity keeps records of procurement decisions, vendor notices and how it responded.
- Scope limit: R2 covers implementing the plan, not renegotiating existing contracts.
Confirm with your compliance team which role signs off on vendor notices and where that record is kept.
The vendor and integrator do not own the entity's CIP-013 plan or CIP-008 reports. Their duty is set by contract and by what they can deliver. Procurement will ask the vendor to commit to timely incident notification, coordinated response, disclosure of known vulnerabilities and cooperation on software integrity. The vendor's job is to make those commitments operational: a named security contact, a defined notice path and records the entity can use when it makes its own determination.
- Incident notice: Tell the entity about incidents affecting its product, service or access path within the time the contract sets.
- Vulnerability disclosure: Share known vulnerabilities in delivered products, with status and available remediation.
- Coordinated response: Name contacts and join response activities as the contract describes.
- Access termination: Confirm when vendor remote or onsite access ends, and provide the notice the contract requires.
- Integrity evidence: Provide the method and artifacts for verifying software source and integrity, where the vendor offers one.
Check that each commitment in the contract names a contact, a deadline and a record the vendor will produce.
DeployOpen works as an implementation partner for organizations that run self-hosted open-source platforms inside their own environments. It can help prepare the procedures and records the entity uses, but it does not own the CIP-013 plan or the CIP-008 reporting duty, and it does not issue audit results. Compliance monitoring belongs to the Compliance Enforcement Authority, which is the Regional Entity or NERC. An independent auditor or the Regional Entity decides whether a control meets the standard.
- Procedures: DeployOpen can draft or review incident response and vendor notification procedures for the entity's approval.
- Test evidence: It can run tabletop exercises and document results, including gaps and corrective actions.
- Records: It can prepare the evidence the entity needs to show its process was followed.
- Scope: Work is agreed in writing before it starts, with deliverables and timelines fixed in advance.
- Limits: DeployOpen does not make Reportable Cyber Security Incident determinations or file notifications on the entity's behalf.
Confirm in the written scope which artifacts DeployOpen delivers and which decisions remain with the entity.
Contract terms to ask for before signing
CIP-013 tells the entity to address certain vendor topics in its procurement process, but the actual commitments live in the contract. The cards below cover the terms that let the entity meet its own CIP-008 reporting clock and keep vendor access under control. Confirm the entity's CIP-008 criteria first, because they decide how fast the vendor must tell you what.
Incident notice windows
Set a vendor notice time for suspected Cyber Security Incidents that is shorter than the entity's own deadlines. CIP-008-6 Part 4.2 gives the entity one hour after determining a Reportable Cyber Security Incident and until the end of the next calendar day after determining an attempt to compromise an applicable system, so the clock may start only after the vendor's report reaches the entity. Ask for the window in writing and tie it to the entity's own determination steps. Confirm the entity's CIP-008 criteria before setting any vendor time.
Named security contacts
Require named primary and backup contacts on both sides, with a 24-hour reachable channel for incidents. Name the roles, not only individuals, so the contract survives staff changes. Check that the contacts can authorize containment steps, not just forward email.
Notice when access should end
Specify how the vendor tells the entity when remote or onsite access should end, including staff departures, project completion and subcontractor changes. Part 1.2 of CIP-013-2 covers this topic. Ask for a deadline and a named mechanism, such as a ticket or call, so the entity can disable sessions promptly.
Vulnerability disclosure channels
Define how the vendor discloses known vulnerabilities in its products, including the channel, the format of advisories and whether patches or mitigations come with them. Confirm the entity can use the advisory to meet its CIP-010 vulnerability assessment work. Ask whether the vendor publishes a coordinated disclosure policy and where it lives.
Cooperation on investigations
Set out what the vendor must provide during an investigation, such as logs, forensic artifacts, timelines and access to personnel. Specify who pays for that work, and how long the vendor must keep supporting the entity after an incident closes. Ask for a coordinated response procedure that names decision makers on each side.
Evidence retention and term changes
Require the vendor to retain incident, access and patch records for a period the entity sets, and to deliver them on request. Because CIP-013-2 R2 does not require renegotiating existing contracts, add a change clause that addresses how new terms apply after R2 and who approves updates to the vendor's procedures. Review these terms at each supply chain plan review.
Vendor incident notification questions
Does CIP-013 apply to a vendor directly?
No. CIP-013-2 is an obligation on the registered entity, not on its suppliers. The entity must have a supply chain cyber security risk management plan and procurement processes that address specific vendor topics, including incident notification, coordinated incident response and disclosure of known vulnerabilities. Vendors feel the standard through contract terms and questionnaires, because the entity uses them to show it has met its own requirements. A vendor therefore does not certify against CIP-013 itself. It can, however, prepare its notification commitments, response contacts and vulnerability disclosure process so they map cleanly to what an entity's procurement team will ask for. Confirm the exact language your customers need with their compliance team, since each entity writes its own plan.
What notice time should a vendor agree to in its contract?
The notice time should be set by working back from the entity's own deadlines, not picked as a standard number. CIP-008-6 requires the entity to notify within one hour after determining a Reportable Cyber Security Incident, and by the end of the next calendar day after determining an attempt to compromise an applicable system. A vendor that learns of an incident later than the entity needs it will leave the entity unable to meet those clocks. Contract language typically sets a vendor notice window, a required content list and a named contact path. Ask the customer which of its incident categories depend on vendor information, then agree a window the vendor can meet in practice. The right figure depends on the vendor's detection capability and the systems it touches, so it should come from the entity's plan rather than a template.
Do existing contracts have to change to meet CIP-013?
Not automatically. CIP-013-2 Requirement 2 requires the entity to implement its plan, but it does not require renegotiating or abrogating existing contracts, and contract terms and vendor performance fall outside that requirement. In practice, entities usually address gaps at renewal, through amendments or through addenda for new procurements. A vendor should expect customers to request notification, response and vulnerability disclosure terms in their next contract event, and should check whether current agreements already cover those topics. Whether a given contract needs an amendment is a question for the customer's legal and compliance teams, and the answer depends on the agreement's wording and term.
How do CIP-008 deadlines affect vendor contract terms?
They set the floor for how fast the vendor must tell the entity about an incident. CIP-008-6 expects the entity to classify an incident, decide whether it is reportable and then notify within its defined windows. The entity's clock starts when it determines reportability, which depends partly on information the vendor holds, such as logs, indicators and affected software versions. Vendor terms therefore need to specify what the vendor sends, how quickly, to whom, and in what format, including updates while the vendor's investigation continues. Entities also need vendors to support root cause and lessons learned, because CIP-008 requires plan updates after response. Vendors should confirm these items with the customer and avoid promising reporting windows that conflict with the customer's own plan.
Can a vendor run the entity's incident response for it?
A vendor can support the response but cannot own it. The registered entity remains responsible for identifying, classifying and reporting Cyber Security Incidents under its CIP-008 plan, and for deciding whether an incident is reportable. A vendor can provide forensic data, containment steps on its own products, remote assistance under approved access and written technical updates. Those actions must run inside the entity's procedures and access rules, and the entity should record who authorized them. If a vendor offers managed response, the contract should state the division of roles, decision rights and escalation paths. Clarify this with the customer before any incident, because responsibilities agreed under pressure tend to be weak.
What does the entity's team need to provide for the work?
The entity's team needs to supply the decisions and access that only the entity can give. In most arrangements this includes a named incident contact, a documented escalation path, the systems and assets in scope, and approved access methods for vendor staff. The team also needs to confirm which CIP-008 classification applies, track reporting deadlines and keep the incident record. Before an incident, it should test the notification path with the vendor, usually in the plan's test exercises, and confirm that vendor contacts and contract terms are current. Vendors should ask the customer which of these items it will own so that no gap appears when an incident begins.
What drives the cost of vendor incident notification work?
Cost depends on the work the vendor must add and who pays for it. The main drivers are the number of assets and systems the vendor supports, how much monitoring and logging it must provide, how fast notification must be, and how often the entity will test the process. Vendors usually carry the cost of building notification capability, staffing a response contact and producing incident reports. Entities carry the cost of their own plan, testing and reporting. Recurring costs include on-call coverage, plan reviews, exercises and contract administration. Ask any provider for a written quote that separates one-time setup from recurring support, and that states what each party is responsible for. No figure applies to every engagement, so the quote should follow from the agreed scope.
Where does DeployOpen fit in vendor incident notification?
DeployOpen plans, implements and documents self-hosted open-source platforms inside the client's own infrastructure, and it runs security testing and cyber ranges. Where a client asks for help, DeployOpen can prepare the technical side of notification, such as logging, alerting, runbooks and test exercises for the systems it deploys, and can document the evidence that the client's process produces. DeployOpen does not act as the registered entity, does not decide whether an incident is reportable and does not issue audit reports or certifications. Scope, deliverables and timelines are agreed in writing before work starts, so confirm the boundary of responsibility in that document.
How DeployOpen prepares vendor notification evidence
DeployOpen works on the operational side of vendor notification for CIP-013: the systems, intake paths, contract-facing records and evidence that the registered entity relies on. The entity owns its supply chain risk management plan and its CIP-008 reporting decisions, and an independent auditor assesses them.
How we scope
- Fixed-scope engagements, with scope and deliverables agreed in writing before any work starts.
- Written scope maps each CIP-013-2 Part 1.2 notification topic to a system, owner and evidence item.
- Scope confirms which Applicable Systems are in play, such as high or medium impact BES Cyber Systems and their EACMS and PACS.
How we build
- Set up intake channels for vendor incident and vulnerability notices, with logged receipt and routing to named owners.
- Configure ticketing and records so each vendor notice links to the CIP-008 incident determination and its timestamps.
- Document the procedure that moves a vendor-identified event into the entity's CIP-008 Part 1.2 classification steps.
How we hand over
- Deliver the notification procedure, runbooks and contract clause checklist for the entity's own review and approval.
- Provide evidence packages showing intake records, notice logs and test results, organized for an auditor to sample.
- Explain which records the entity must keep current, and confirm with the entity's compliance lead and auditor what they will accept.
How we support
- Ongoing support, upgrades and continuous testing are available as retainers after handover.
- Retainers can cover periodic walkthroughs of the notification path before each 15-month plan review.
- Ask any implementation partner to confirm in writing which parts of the work they will not perform, including the auditor's role.
Sources and further reading
- NERC: CIP-013-2, Cyber Security: Supply Chain Risk Management (standard PDF) ↗
- NERC: CIP-008-6, Cyber Security: Incident Reporting and Response Planning (standard PDF) ↗
- FERC Order No. 912, Supply Chain Risk Management Reliability Standards Revisions ↗
- NERC: CIP Reliability Standards (status and US effective dates) ↗
- NERC: CIP-010-4, Cyber Security: Configuration Change Management and Vulnerability Assessments (standard PDF) ↗

